MA-I/A 0001006938 XXXXXXXX Marnie Fisher 6128514911 marniefisher@northlandsecurities.com N 0001006938-18-000003 Y Heidi Maire Kuhl 6863062 N 1 0001006938 NORTHLAND SECURITIES, INC. 09-25-2017 N 867-00500 SUPERVISED 09-25-2017 45 SOUTH 7TH STREET 20TH FLOOR MINNEAPOLIS MN 55402 LOCATED 09-25-2017 6903 VISTA DRIVE WEST DES MOINES IA 50266 Heidi Marie Heil 09-2017 Northland Securities, Inc Minneapolis MN 55402 Y Y Public Finance Banker 03-2012 08-2017 Wells Fargo Home Mortgage West Des Moines IA 50266 N N Underwriter 09-2011 02-2012 AccounTemps/Robert Half West Des Moines IA 50266 N N Loan Servicing Specialist 02-2008 08-2011 Mechdyne Corp Marshalltown IA 50158 N N Administrative Assistant N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-12-2026 Marnie Fisher Compliance Officer