0001171694-26-000006.txt : 20260429 0001171694-26-000006.hdr.sgml : 20260429 20260429193917 ACCESSION NUMBER: 0001171694-26-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20260428 FILED AS OF DATE: 20260429 DATE AS OF CHANGE: 20260429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRINGER FRANK C CENTRAL INDEX KEY: 0001171694 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 26919152 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance EIN: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1777505955.xml FORM 4 X0609 4 2026-04-28 0 0000316709 SCHWAB CHARLES CORP SCHW 0001171694 HERRINGER FRANK C false 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 0 Common Stock 2026-04-28 4 M 0 7866 28.96 A 10666 D Common Stock 2026-04-28 4 S 0 2520 90.6006 D 177508 I by Trust Common Stock 50625 I By Spouse Nonqualified Stock Option (right to buy) 28.96 2026-04-28 4 M 0 7866 0 D 2026-05-19 Common Stock 7866 0 D Reflects the contribution of the shares received upon exercise of the option to a revocable trust. This transaction was executed in multiple trades at prices ranging from $90.60 to $90.615. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. /s/ P. Blake Allen, Attorney-in-fact 2026-04-29