0001104659-26-053240.txt : 20260430 0001104659-26-053240.hdr.sgml : 20260430 20260430184859 ACCESSION NUMBER: 0001104659-26-053240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20260429 FILED AS OF DATE: 20260430 DATE AS OF CHANGE: 20260430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell Grant CENTRAL INDEX KEY: 0001475058 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35955 FILM NUMBER: 26928086 MAIL ADDRESS: STREET 1: VUZIX CORPORATION STREET 2: 75 TOWN CENTRE DR CITY: ROCHESTER STATE: NY ZIP: 14623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vuzix Corp CENTRAL INDEX KEY: 0001463972 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing EIN: 043392453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 BUSINESS PHONE: 585-359-5900 MAIL ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 4 1 tm2613277-2_4seq1.xml OWNERSHIP DOCUMENT X0609 4 2026-04-29 0 0001463972 Vuzix Corp VUZI 0001475058 Russell Grant false 25 HENDRIX ROAD, SUITE A WEST HENRIETTA NY 14586 1 1 0 0 CFO 0 Restricted Stock Unit 2026-04-29 4 A 0 193258 0 A Common Stock 193258 193258 D Each Restricted Stock Unit ("RSU"s), both time-based vesting and performance-based vesting, represents the contingent right to receive one share of common stock. 50% (96,629) of the RSUs will vest as follows: 1/3 each on December 15, 2026, 1/3 December 15, 2027, and 1/3 December 15, 2028. The remaining 50% (96,629) will vest solely upon certain performance achievements, up and until December 31, 2028, and not simply the passage of time. This latter 50% may increase up to 150% of such amount (144,943 RSUs) subject to certain bonus achievements. /s/ Grant Russell 2026-04-30