0001213900-26-047526.txt : 20260424 0001213900-26-047526.hdr.sgml : 20260424 20260424160613 ACCESSION NUMBER: 0001213900-26-047526 CONFORMED SUBMISSION TYPE: N-23C-2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20260424 FILED AS OF DATE: 20260424 DATE AS OF CHANGE: 20260424 EFFECTIVENESS DATE: 20260424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Lane Capital Corp. CENTRAL INDEX KEY: 0001495222 ORGANIZATION NAME: EIN: 272859071 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-23C-2 SEC ACT: 1940 Act SEC FILE NUMBER: 817-01287 FILM NUMBER: 26893673 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 983-5275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 N-23C-2 1 ea0287588-01_n23c2.htm N-23C-2

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

NOTIFICATION OF REDEMPTION OF SECURITIES PURSUANT TO RULE 23C-2

UNDER THE INVESTMENT COMPANY ACT OF 1940

 

File No. 811-22432

 

OXFORD LANE CAPITAL CORP.

(Name of Registrant)

 

8 Sound Shore Drive, Suite 255
Greenwich, CT 06830
(Address of Principal Executive Office)

 

The undersigned here notifies the Securities and Exchange Commission (the “Commission”) that it intends to redeem securities of which it is the issuer, as set forth below in accordance with the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended.

 

(1)Title of the class of securities of Oxford Lane Capital Corp. (the “Company”) to be redeemed:

 

6.25% Series 2027 Term Preferred Stock (CUSIP: 691543607; NasdaqGS: OXLCP) (the “Preferred Shares”).

 

(2)Date on which the securities are to be redeemed:

 

The Preferred Shares will be redeemed on June 1, 2026 (the “Redemption Date”).

 

(3)Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed:

 

The Preferred Shares are to be redeemed pursuant to Section 2.5(c) of, and Annex B to, the Company’s Articles Supplementary Establishing and Fixing the Rights and Preferences of Term Preferred Shares, dated as of March 13, 2026 (the “Articles Supplementary”), which supplement the Company’s Articles of Amendment and Restatement, as amended.

 

(4)The principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected:

 

In accordance with the Articles Supplementary, the Company will redeem all 724,806 of the outstanding Preferred Shares (the “Shares”) at a price of $25.00 per Preferred Share, which represents the liquidation preference price of $25 per Preferred Share. As of the Redemption Date, all dividends to, but excluding, the Redemption Date have been paid with respect to the Shares. The dividends on the Preferred Shares to be redeemed will cease to accumulate from and after the Redemption Date.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended, the Company has duly caused this Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned on this 24th day of April, 2026.

 

  OXFORD LANE CAPITAL CORP.
     
  By: /s/ Jonathan H. Cohen
    Name:  Jonathan H. Cohen
    Title: Chief Executive Officer