0001140361-26-017926.txt : 20260429 0001140361-26-017926.hdr.sgml : 20260429 20260429211251 ACCESSION NUMBER: 0001140361-26-017926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20260428 FILED AS OF DATE: 20260429 DATE AS OF CHANGE: 20260429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALLER GREGORY D CENTRAL INDEX KEY: 0001204144 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35312 FILM NUMBER: 26919451 MAIL ADDRESS: STREET 1: 1717 W COLLINS AVENUE CITY: ORANGE STATE: CA ZIP: 92867 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuwellis, Inc. CENTRAL INDEX KEY: 0001506492 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] ORGANIZATION NAME: 08 Industrial Applications and Services EIN: 680533453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 952-345-4200 MAIL ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: CHF Solutions, Inc. DATE OF NAME CHANGE: 20170523 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Heart, Inc. DATE OF NAME CHANGE: 20101124 4 1 form4.xml FORM 4 X0609 4 2026-04-28 0001506492 Nuwellis, Inc. NUWE 0001204144 WALLER GREGORY D false 12988 VALLEY VIEW ROAD EDEN PRAIRIE MN 55344 true false Nonstatutory Stock Option (right to buy) 1.16 2026-04-28 4 A 0 6744 0 A 2036-04-27 Common Stock 6744 6744 D Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. /s/ Phillip D. Torrence, by Power of Attorney 2026-04-29