0001193125-26-220506.txt : 20260513
0001193125-26-220506.hdr.sgml : 20260513
20260513060513
ACCESSION NUMBER: 0001193125-26-220506
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20260512
FILED AS OF DATE: 20260513
DATE AS OF CHANGE: 20260513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schreiber Taylor
CENTRAL INDEX KEY: 0001601942
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39593
FILM NUMBER: 26970761
MAIL ADDRESS:
STREET 1: 100 EUROPA DRIVE
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shattuck Labs, Inc.
CENTRAL INDEX KEY: 0001680367
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
EIN: 812575858
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W. 5TH STREET
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-900-4690
MAIL ADDRESS:
STREET 1: 500 W. 5TH STREET
CITY: AUSTIN
STATE: TX
ZIP: 78701
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ownership.xml
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2026-05-12
0001680367
Shattuck Labs, Inc.
STTK
0001601942
Schreiber Taylor
false
C/O SHATTUCK LABS, INC.
500 W. 5TH STREET, SUITE 1200
AUSTIN
TX
78701
true
true
false
false
Chief Executive Officer
false
Common Stock
2026-05-12
4
A
false
25610
1.0846
A
122222
D
Common Stock
2610750
I
By Houghton Capital Holdings, LLC
Warrants (Right to Buy)
1.0846
2026-05-12
4
M
false
25610
D
Common Stock
25610
0
D
On August 4, 2025, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain accredited investors, including the Reporting Person. Pursuant to the terms of the Purchase Agreement, the Issuer in a private placement, which closed on August 25, 2025, issued and sold to the Reporting Person 25,610 shares of the Issuer's common stock and accompanying warrants (the "Warrants") to purchase up to an aggregate of 25,610 shares of the Issuer's common stock at a combined price per share and accompanying Warrant of $0.8677.
The Warrants are exercisable at any time on or after the original issuance date until the 30th day following the date on which the data from the single ascending dose and multiple ascending dose portions of the Issuer's Phase 1 clinical trial of SL-325, including receptor occupancy and safety data, and the design of the planned Phase 2 clinical trial(s) have been announced publicly.
/s/ Andrew R. Neill, Attorney-in-Fact for Taylor Schreiber
2026-05-13