v3.26.1
REGULATORY REQUIREMENT
12 Months Ended
Dec. 31, 2025
Broker-Dealer, Net Capital Requirement, SEC Regulation [Abstract]  
REGULATORY REQUIREMENT
20.
REGULATORY REQUIREMENT

The Company’s subsidiaries, TradeUP Securities, US Tiger Securities, Tiger Brokers SG, Tiger Fund Management, Tiger Brokers HK, YAX HK, and TBAU are subject to capital requirements determined by its respective regulators.

TradeUP Securities and US Tiger Securities, the Company’s USA subsidiaries, are subject to the Uniform Net Capital Rule (Rule 15c3-1) under the Exchange Act in the USA, which requires the maintenance of minimum net capital.

Tiger Brokers SG and Tiger Fund Management, the Company’s Singapore subsidiaries, are subject to the Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licenses) Regulations (as amended in 2018) under the Securities and Futures Act 2001, which require the maintenance of minimum net capital.

Tiger Brokers HK and YAX HK, the Company’s Hong Kong subsidiaries, are subject to Securities and Futures (Financial Resources) Rules and the Securities and Futures Ordinance, which required to maintain minimum paid-up share capital and liquid capital.

TBAU, the Company’s Australia subsidiary, is subject to s912A(1)(d) of the Corporations Act 2001 in Australia, which requires the maintenance of minimum net capital.

As of December 31, 2024 and 2025, all of the Company’s broker-dealer subsidiaries met applicable minimum net capital requirements. The tables below summaries the net capital, the capital requirement and the excess net capital for the Company’s broker-dealer subsidiaries as of December 31, 2024 and 2025:

 

Net Capital

 

 

Requirement

 

 

Excess Net Capital

 

December 31, 2025

 

US$

 

 

US$

 

 

US$

 

TradeUP Securities

 

 

253,654,596

 

 

 

25,843,328

 

 

 

227,811,268

 

Tiger Brokers SG

 

 

262,485,542

 

 

 

21,130,762

 

 

 

241,354,780

 

Tiger Brokers HK

 

 

87,921,190

 

 

 

34,147,598

 

 

 

53,773,592

 

US Tiger Securities

 

 

12,915,603

 

 

 

250,000

 

 

 

12,665,603

 

TBAU

 

 

10,088,794

 

 

 

3,334,445

 

 

 

6,754,349

 

Tiger Fund Management

 

 

1,571,184

 

 

 

194,416

 

 

 

1,376,767

 

YAX HK

 

 

4,736,551

 

 

 

385,441

 

 

 

4,351,111

 

Total

 

 

633,373,460

 

 

 

85,285,990

 

 

 

548,087,470

 

 

 

 

 

 

 

 

 

 

 

 

Net Capital

 

 

Requirement

 

 

Excess Net Capital

 

December 31, 2024

 

US$

 

 

US$

 

 

US$

 

TradeUP Securities

 

 

204,825,441

 

 

 

22,789,455

 

 

 

182,035,986

 

Tiger Brokers SG

 

 

205,992,868

 

 

 

15,895,481

 

 

 

190,097,387

 

Tiger Brokers HK

 

 

58,838,395

 

 

 

11,686,213

 

 

 

47,152,182

 

US Tiger Securities

 

 

10,731,914

 

 

 

250,000

 

 

 

10,481,914

 

TBAU

 

 

4,227,660

 

 

 

256,115

 

 

 

3,971,545

 

Total

 

 

484,616,278

 

 

 

50,877,264

 

 

 

433,739,014