0001437749-26-013227.txt : 20260423 0001437749-26-013227.hdr.sgml : 20260423 20260423214717 ACCESSION NUMBER: 0001437749-26-013227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20260421 FILED AS OF DATE: 20260423 DATE AS OF CHANGE: 20260423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEXUS SPECIAL SITUATIONS III, L.P. CENTRAL INDEX KEY: 0001815325 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39537 FILM NUMBER: 26890263 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD., SUITE 250 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: (424) 213-8868 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD., SUITE 250 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Laird Superfood, Inc. CENTRAL INDEX KEY: 0001650696 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] ORGANIZATION NAME: 04 Manufacturing EIN: 811589788 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5303 SPINE ROAD STREET 2: SUITE 204 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: (541) 548-0577 MAIL ADDRESS: STREET 1: 5303 SPINE ROAD STREET 2: SUITE 204 CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: Laird Superfood, LLC DATE OF NAME CHANGE: 20150811 4 1 rdgdoc.xml FORM 4 X0609 4 2026-04-21 0001650696 Laird Superfood, Inc. LSF 0001815325 NEXUS SPECIAL SITUATIONS III, L.P. false 11111 SANTA MONICA BOULEVARD SUITE 250 LOS ANGELES CA 90025 1 0 Series A Conv. Preferred Stock 3.57 2026-04-21 4 P 0 24000 1000 A 2026-03-12 Common Stock 12324930 44000 I By Gateway Superfood NSSIII Investment, LLC The Series A Convertible Preferred Stock has no fixed expiration date and is a perpetual security. Each holder has the right to require redemption at the Corporation Repurchase Price on or after the seventh anniversary of the Issue Date (March 12, 2033) pursuant to Section 7.2 of the Certificate of Designation. The Corporation may elect a mandatory conversion no earlier than September 12, 2028 (30 months post-Issue Date) subject to satisfaction of certain price, volume and EBITDA conditions pursuant to Section 8.2 of the Certificate of Designation. See Certificate of Designation of Series A Convertible Preferred Stock, filed as Exhibit 3.1 to Laird Superfood, Inc.'s Form 8-K filed March 12, 2026 (SEC File No. 001-39155). On April 21, 2026, Gateway Superfood NSSIII Investment LLC ("NSSIII") acquired 24,000 additional shares of Laird Superfood, Inc. Series A Convertible Preferred Stock at $1,000 per share. Post-transaction, NSSIII holds 44,000 preferred shares (approx. 12,324,930 underlying common shares). NSSIII is owned by Nexus Special Situations III, L.P. ("Nexus SS III"). Nexus Special Situations GP III, L.P. ("Nexus SS GP III") is the general partner of Nexus SS III. Nexus Partners III, LLC ("Nexus Partners III") is the general partner of Nexus SS GP III. Nexus Capital Management LP ("Nexus Capital Management") is the investment manager of, and may be deemed an indirect beneficial owner of all securities held by, NSSIII. Damian Giangiacomo, Michael Cohen and Daniel Flesh are the owners of Nexus Capital Management and Nexus Partners. Mr. Cohen serves on the board of directors of the Issuer. Each of Nexus Capital Management, Nexus SS III, Nexus SS GP III, Nexus Partners III, Nexus SS IV, Nexus SS GP IV, Nexus Partners IV, Mr. Giangiacomo, Mr. Cohen, and Mr. Flesh disclaim, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its/his indirect pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. /s/ Michael Cohen - Nexus Special Situations III, L.P., Authorized Signatory 2026-04-23