0002043681-26-000005.txt : 20260429 0002043681-26-000005.hdr.sgml : 20260429 20260429184610 ACCESSION NUMBER: 0002043681-26-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20260428 FILED AS OF DATE: 20260429 DATE AS OF CHANGE: 20260429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baes Nicholas CENTRAL INDEX KEY: 0002043681 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39544 FILM NUMBER: 26918940 MAIL ADDRESS: STREET 1: C/O BAKKT HOLDINGS, INC. STREET 2: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bakkt, Inc. CENTRAL INDEX KEY: 0001820302 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 09 Crypto Assets EIN: 412324812 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 1 LIBERTY ST FL 3 STE 305-306 CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 332-203-3017 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 1 LIBERTY ST FL 3 STE 305-306 CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: Bakkt Holdings, Inc. DATE OF NAME CHANGE: 20211015 FORMER COMPANY: FORMER CONFORMED NAME: VPC Impact Acquisition Holdings DATE OF NAME CHANGE: 20200805 4 1 wk-form4_1777502768.xml FORM 4 X0609 4 2026-04-28 0 0001820302 Bakkt, Inc. BKKT 0002043681 Baes Nicholas false 3280 PEACHTREE ROAD NE 7TH FLOOR ATLANTA GA 30305 0 1 0 0 Chief Operating Officer 0 Class A Common Stock 2026-04-28 4 S 0 2352 9.13 D 106266 D Represents sale to cover tax obligations associated with the vesting of restricted stock units. Includes 69,988 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. /s/ Nicholas Baes 2026-04-29