0002043986-26-000005.txt : 20260423 0002043986-26-000005.hdr.sgml : 20260423 20260423101251 ACCESSION NUMBER: 0002043986-26-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20260331 FILED AS OF DATE: 20260423 DATE AS OF CHANGE: 20260423 EFFECTIVENESS DATE: 20260423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD BAILEY SECURITIES, LLC CENTRAL INDEX KEY: 0002043986 ORGANIZATION NAME: EIN: 275367532 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-24436 FILM NUMBER: 26886168 BUSINESS ADDRESS: STREET 1: 5916 COVINGTON ROAD CITY: FORT WAYNE STATE: IN ZIP: 46804 BUSINESS PHONE: 260-482-9559 MAIL ADDRESS: STREET 1: 5916 COVINGTON ROAD CITY: FORT WAYNE STATE: IN ZIP: 46804 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0002043986 XXXXXXXX 03-31-2026 03-31-2026 HOWARD BAILEY SECURITIES, LLC

5916 COVINGTON ROAD FORT WAYNE IN 46804

13F COMBINATION REPORT 028-24436 AE Wealth Management N NICOLE GOFF 5136876203 NICOLE GOFF Covington KY 04-23-2026 0 122 243195290 false INFORMATION TABLE 2 1Q2026HB13F.xml TAKE TWO INTERACTIVE SOFTWAR COM 874054109 200858 1017 SH SOLE 0 0 0 1017 ISHARES TR 20 YR TR BD ETF 464287432 207980 2399 SH SOLE 0 0 0 2399 ISHARES GOLD TR SHARES REPRESENT 46436F103 213466 4571 SH SOLE 0 0 0 4571 PIMCO ETF TR MULTISECTOR BD 72201R585 215845 8238 SH SOLE 0 0 0 8238 NATERA INC COM 632307104 217589 1088 SH SOLE 0 0 0 1088 T ROWE PRICE ETF INC SMALL MID CAP 87283Q826 219763 5993 SH SOLE 0 0 0 5993 SPDR SERIES TRUST STATE STREET SPD 78468R101 220951 7572 SH SOLE 0 0 0 7572 DEERE CO COM 244199105 228136 405 SH SOLE 0 0 0 405 AKAMAI TECHNOLOGIES INC COM 00971T101 237165 2065 SH SOLE 0 0 0 2065 VANGUARD INDEX FDS SP 500 ETF SHS 922908363 238428 399 SH SOLE 0 0 0 399 SPDR SERIES TRUST STATE STREET SPD 78464A375 240180 7161 SH SOLE 0 0 0 7161 ASML HLDG NV N Y REGISTRY SHS N07059210 244354 185 SH SOLE 0 0 0 185 WISDOMTREE TR US HGH YLD CORP 97717X172 247692 5439 SH SOLE 0 0 0 5439 EATON CORP PLC SHS G29183103 248581 695 SH SOLE 0 0 0 695 IDEXX LABS INC COM 45168D104 250603 446 SH SOLE 0 0 0 446 VANGUARD INDEX FDS TOTAL STK MKT 922908769 250612 781 SH SOLE 0 0 0 781 ORACLE CORP COM 68389X105 251264 1708 SH SOLE 0 0 0 1708 ISHARES TR TRUST ISHARE 01 464288679 260410 2359 SH SOLE 0 0 0 2359 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 264463 2760 SH SOLE 0 0 0 2760 VICTORY PORTFOLIOS II SHARES FREE CASH 92647X830 275610 6981 SH SOLE 0 0 0 6981 PEPSICO INC COM 713448108 281442 1812 SH SOLE 0 0 0 1812 WALMART INC COM 931142103 290741 2339 SH SOLE 0 0 0 2339 LITMAN GREGORY FDS TR IMGP DBI MANAGED 53700T827 303098 10053 SH SOLE 0 0 0 10053 WISDOMTREE TR INTL SMCAP DIV 97717W760 309708 3800 SH SOLE 0 0 0 3800 ABBVIE INC COM 00287Y109 312533 1437 SH SOLE 0 0 0 1437 INNOVATOR ETFS TRUST EQUITY DEFINED P 45783Y111 316752 11896 SH SOLE 0 0 0 11896 SPDR SERIES TRUST STATE STREET SPD 78464A805 321300 4064 SH SOLE 0 0 0 4064 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 321575 671 SH SOLE 0 0 0 671 WISDOMTREE TR US SMALLCAP FUND 97717W562 327443 5641 SH SOLE 0 0 0 5641 NORTHERN LTS FD TR IV INSPIRE CORP BD 66538H633 334385 14016 SH SOLE 0 0 0 14016 SYNOPSYS INC COM 871607107 334629 844 SH SOLE 0 0 0 844 JOHNSON JOHNSON COM 478160104 336349 1376 SH SOLE 0 0 0 1376 MARVELL TECHNOLOGY INC COM 573874104 344595 3479 SH SOLE 0 0 0 3479 NORTHERN LTS FD TR IV INSPIRE 500 ETF 66537J796 351278 1402 SH SOLE 0 0 0 1402 WISDOMTREE TR FUTRE STRAT FD 97717W125 359196 9051 SH SOLE 0 0 0 9051 SCHWAB CHARLES CORP COM 808513105 366522 3900 SH SOLE 0 0 0 3900 SP GLOBAL INC COM 78409V104 368770 867 SH SOLE 0 0 0 867 ELEVATION SERIES TRUST TRUESHARES SP 210322582 382198 18726 SH SOLE 0 0 0 18726 EXXON MOBIL CORP COM 30231G102 384280 2265 SH SOLE 0 0 0 2265 SIMPLIFY EXCHANGE TRADED FUN US EQT PLS UPSID 82889N301 397098 8988 SH SOLE 0 0 0 8988 JPMORGAN CHASE CO COM 46625H100 399175 1357 SH SOLE 0 0 0 1357 SPDR SERIES TRUST STATE STREET SPD 78464A383 404251 18055 SH SOLE 0 0 0 18055 SIMPLIFY EXCHANGE TRADED FUN US EQT PLS CNVEX 82889N103 419827 10636 SH SOLE 0 0 0 10636 PIMCO ETF TR US STK PLUS AC 72201R551 420415 8933 SH SOLE 0 0 0 8933 ELI LILLY CO COM 532457108 423451 460 SH SOLE 0 0 0 460 ELEVATION SERIES TRUST TRUESHARES EQTY 210322566 424525 17605 SH SOLE 0 0 0 17605 ELEVATION SERIES TRUST TRUESHARES OCT 210322780 428477 10425 SH SOLE 0 0 0 10425 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 432568 16871 SH SOLE 0 0 0 16871 RTX CORPORATION COM 75513E101 438848 2275 SH SOLE 0 0 0 2275 ELEVATION SERIES TRUST TRUESHARES QUART 210322509 453162 18778 SH SOLE 0 0 0 18778 WISDOMTREE TR INTL QULTY DIV 97717X131 466692 11627 SH SOLE 0 0 0 11627 ALPHABET INC CAP STK CL A 02079K305 467885 1627 SH SOLE 0 0 0 1627 META PLATFORMS INC CL A 30303M102 481764 842 SH SOLE 0 0 0 842 WISDOMTREE TR EFFICIENT GLD PL 97717Y568 487286 7747 SH SOLE 0 0 0 7747 WISDOMTREE TR US MIDCAP DIVID 97717W505 498223 9483 SH SOLE 0 0 0 9483 DOUBLELINE ETF TRUST MORTGAGE ETF 25861R402 514293 10415 SH SOLE 0 0 0 10415 VANGUARD INDEX FDS VALUE ETF 922908744 526877 2685 SH SOLE 0 0 0 2685 TESLA INC COM 88160R101 527513 1419 SH SOLE 0 0 0 1419 FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 33740U711 537808 14112 SH SOLE 0 0 0 14112 WISDOMTREE TR US LARGECAP DIVD 97717W307 570292 6384 SH SOLE 0 0 0 6384 CSX CORP COM 126408103 581104 14156 SH SOLE 0 0 0 14156 SPDR SERIES TRUST STATE STREET SPD 78464A672 595412 20775 SH SOLE 0 0 0 20775 PARKER HANNIFIN CORP COM 701094104 606077 677 SH SOLE 0 0 0 677 ELEVATION SERIES TRUST TRUSHARES BULL 210322400 635687 26971 SH SOLE 0 0 0 26971 SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 82889N202 640302 17606 SH SOLE 0 0 0 17606 INNOVATOR ETFS TRUST EQUITY DEF PROTN 45783Y541 641492 21848 SH SOLE 0 0 0 21848 BROADCOM INC COM 11135F101 645974 2087 SH SOLE 0 0 0 2087 WELLS FARGO CO COM 949746101 663390 8333 SH SOLE 0 0 0 8333 WISDOMTREE TR EM EX STOWNED 97717X578 682642 17023 SH SOLE 0 0 0 17023 AIM ETF PRODUCTS TRUST ALLIANZIM EQ BUF 00888H570 683163 23929 SH SOLE 0 0 0 23929 WISDOMTREE TR DYNAMIC INTL EQT 97717X263 706721 16022 SH SOLE 0 0 0 16022 ALPHABET INC CAP STK CL C 02079K107 763837 2663 SH SOLE 0 0 0 2663 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 793935 27255 SH SOLE 0 0 0 27255 STEEL DYNAMICS INC COM 858119100 794880 4416 SH SOLE 0 0 0 4416 AIM ETF PRODUCTS TRUST ALLIANZIM U S EQ 00888H638 844643 26913 SH SOLE 0 0 0 26913 ELEVATION SERIES TRUST TRUESHARES DEC 210322764 857069 22073 SH SOLE 0 0 0 22073 ELEVATION SERIES TRUST TRUESHARES STRUC 210322814 867360 21341 SH SOLE 0 0 0 21341 VISA INC COM CL A 92826C839 917329 3035 SH SOLE 0 0 0 3035 SIMPLIFY EXCHANGE TRADED FUN GAMMA EMERGING 82889N459 952828 36803 SH SOLE 0 0 0 36803 ELEVATION SERIES TRUST TRUESHARES STRCD 210322681 955631 25996 SH SOLE 0 0 0 25996 SCHWAB STRATEGIC TR US TIPS ETF 808524870 988269 37139 SH SOLE 0 0 0 37139 ISHARES TR CORE SP500 ETF 464287200 1001794 1534 SH SOLE 0 0 0 1534 WISDOMTREE TR YIELD ENHANCD US 97717X511 1011516 23280 SH SOLE 0 0 0 23280 INNOVATOR ETFS TRUST EQUITY DEFINED P 45784N809 1069009 40264 SH SOLE 0 0 0 40264 WISDOMTREE TR US QTLY DIV GRT 97717X669 1125705 12815 SH SOLE 0 0 0 12815 PIMCO ETF TR ULTRA SHORT GOVT 72201R577 1240336 12284 SH SOLE 0 0 0 12284 WISDOMTREE TR US EFFICIENT COR 97717Y790 1249827 23966 SH SOLE 0 0 0 23966 ELEVATION SERIES TRUST SP AUTOCALLABLE 210322574 1251635 57020 SH SOLE 0 0 0 57020 AIM ETF PRODUCTS TRUST ALLIANZIM US EQT 00888H448 1286870 50063 SH SOLE 0 0 0 50063 ISHARES TR CORE MSCI INTL 46435G326 1425119 17053 SH SOLE 0 0 0 17053 INNOVATOR ETFS TRUST EQUITY DEFINED P 45784N882 1464183 57329 SH SOLE 0 0 0 57329 NVIDIA CORPORATION COM 67066G104 1592119 9129 SH SOLE 0 0 0 9129 ELEVATION SERIES TRUST TRUESHARES SEASO 210322608 1733069 69222 SH SOLE 0 0 0 69222 ELEVATION SERIES TRUST TRUESHARES STRUC 210322798 1790051 44077 SH SOLE 0 0 0 44077 SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 82889N863 1866061 121647 SH SOLE 0 0 0 121647 AMAZON COM INC COM 023135106 1922221 9229 SH SOLE 0 0 0 9229 APPLE INC COM 037833100 2028916 7994 SH SOLE 0 0 0 7994 INNOVATOR ETFS TRUST EQUITY DEFINED P 45784N106 2033544 76100 SH SOLE 0 0 0 76100 MICROSOFT CORP COM 594918104 2316118 6257 SH SOLE 0 0 0 6257 AIM ETF PRODUCTS TRUST ALLIANZIM US EQU 00888H521 2331502 87716 SH SOLE 0 0 0 87716 STERLING CAP FDS NATIONAL MUNI BD 85917K470 2517863 101282 SH SOLE 0 0 0 101282 ISHARES TR RUS MD CP GR ETF 464287481 2552366 19922 SH SOLE 0 0 0 19922 SIMPLIFY EXCHANGE TRADED FUN AGGREGATE BOND E 82889N723 2839594 139538 SH SOLE 0 0 0 139538 SIMPLIFY EXCHANGE TRADED FUN BARRIER INCOME 82889N335 2868903 116907 SH SOLE 0 0 0 116907 AIM ETF PRODUCTS TRUST ALLIANZIM US EQT 00888H406 3005567 77440 SH SOLE 0 0 0 77440 SIMPLIFY EXCHANGE TRADED FUN CURRENCY STRATEG 82889N368 3027177 103529 SH SOLE 0 0 0 103529 SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA 82889N657 3126041 148154 SH SOLE 0 0 0 148154 AIM ETF PRODUCTS TRUST ALLIANZIM US EQT 00888H687 3617527 114520 SH SOLE 0 0 0 114520 SIMPLIFY EXCHANGE TRADED FUN TREASURY OPT INC 82889N640 4071170 173204 SH SOLE 0 0 0 173204 SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES 82889N699 4217822 139571 SH SOLE 0 0 0 139571 AIM ETF PRODUCTS TRUST ALLIANZIM US EQU 00888H505 4625824 120245 SH SOLE 0 0 0 120245 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 4876373 48681 SH SOLE 0 0 0 48681 AIM ETF PRODUCTS TRUST ALLIANZIM US EQT 00888H877 5727060 169540 SH SOLE 0 0 0 169540 ISHARES INC CORE MSCI EMKT 46434G103 6814114 97693 SH SOLE 0 0 0 97693 SPDR SERIES TRUST STATE STREET SPD 78464A854 8164282 106667 SH SOLE 0 0 0 106667 ISHARES TR EAFE GRWTH ETF 464288885 8910725 80010 SH SOLE 0 0 0 80010 ISHARES TR RUS MDCP VAL ETF 464287473 9399754 64497 SH SOLE 0 0 0 64497 ISHARES TR EAFE VALUE ETF 464288877 10111558 135999 SH SOLE 0 0 0 135999 AMERICAN CENTY ETF TR AVANTIS ALL INT 025072174 11349942 149008 SH SOLE 0 0 0 149008 ISHARES TR RUS TP200 VL ETF 464289420 17670690 190684 SH SOLE 0 0 0 190684 ISHARES TR RUS TP200 GR ETF 464289438 27835836 111862 SH SOLE 0 0 0 111862 CAPITOL SER TR STERLING CAP ENH 14064D444 29506588 1176264 SH SOLE 0 0 0 1176264