X-17A-5: Submission Information

Report for the Period Beginning

01-01-2025

and Ending

12-31-2025

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Firm

SOVEREIGN LEGACY SECURITIES, INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

100 GRAY FOX RUN

City

PINEHURST

State/Country

NORTH CAROLINA

Mailing Zip/ Portal Code

28374

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Jacqueline M Westbrook

Telephone Number

910-692-8271

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Rubio CPA

Address 1

3500 Lenox Rd NE, Ste 1500

City

Atlanta

State/Country

GEORGIA

Mailing Zip/ Postal Code

30326

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Jacqueline M Westbrook, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of SOVEREIGN LEGACY SECURITIES, INC., as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature