0002071844-26-000428.txt : 20260428 0002071844-26-000428.hdr.sgml : 20260428 20260428132051 ACCESSION NUMBER: 0002071844-26-000428 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20260428 DATE AS OF CHANGE: 20260428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM FUNDS TRUST CENTRAL INDEX KEY: 0000088525 ORGANIZATION NAME: EIN: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-43252 FILM NUMBER: 26906089 BUSINESS ADDRESS: STREET 1: 702 KING FARM BOULEVARD STREET 2: SUITE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-296-5100 MAIL ADDRESS: STREET 1: 702 KING FARM BOULEVARD STREET 2: SUITE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY EQUITY FUND DATE OF NAME CHANGE: 19920703 8-A12B 1 guggenheimfndtr8a12b04282026.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12 (b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934


GUGGENHEIM FUNDS TRUST
(Exact name of registrant as specified in its charter)

 
Delaware
 
See Below
 
 
(State of incorporation or organization)
 
(I.R.S. Employer Identification No.)
 
         
 
702 King Farm Boulevard, Suite 200, Rockville, Maryland
 
20850
 
 
(Address of principal executive offices)
 
(Zip Code)
 

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class
to be so registered
Name of each exchange on which
each class is to be registered
Shares of beneficial interest, no par value
 
   
Guggenheim Securitized Income ETF
NYSE Arca, Inc.
Guggenheim Investment Grade CLO ETF
NYSE Arca, Inc.
Guggenheim Ultra Short Income ETF
NYSE Arca, Inc.

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.
[X]
   
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.
[  ]
   
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.
[  ]
   
Securities Act registration statement or Regulation A offering statement file number to which this form relates:
002-19458
   
Securities to be registered pursuant to Section 12 (g) of the Act:
 

None
(Title of class)

INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1.
Descriptions of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest, no par value, of the series of Guggenheim Funds Trust (the “Trust”) listed below to be registered hereunder is set forth in Post-Effective Amendment No. 316 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 002-19458; 811-01136), as filed with the Securities and Exchange Commission on April 27, 2026, which description is incorporated herein by reference.

The series of the Trust that are registering securities, and their I.R.S. Employer Identification Numbers, are as follows:

Guggenheim Securitized Income ETF
41-3761814
Guggenheim Investment Grade CLO ETF
41-3787797
Guggenheim Ultra Short Income ETF
41-3914630

Item 2.
Exhibits




*
Incorporated by reference.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 28th day of April, 2026.


       
GUGGENHEIM FUNDS TRUST
 
             
       
By:
/s/ Amy J. Lee
 
       
Name:
Amy J. Lee
 
       
Title:
Vice President and Chief Legal Officer