0000094403-26-000053.txt : 20260423
0000094403-26-000053.hdr.sgml : 20260423
20260423164409
ACCESSION NUMBER: 0000094403-26-000053
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: WALTHER-PORINO,CARLY,N/A,
FILED AS OF DATE: 20260423
DATE AS OF CHANGE: 20260423
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
EIN: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 26889312
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
sheparda@stifel.com
WilhelmM@stifel.com
N
N
Carly
N/A
Walther-Porino
8157874
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-03-2025
N
867-01277
LOCATED
09-03-2025
ONE MONTGOMERY STREET
SUITES 3300, 3500, 3600, & 3700
San Francisco
CA
94104
09-2025
Stifel
San Francisco
CA
94104
Y
Y
Public Finance Investment Banking Analyst
09-2021
06-2025
Dartmouth College
Hanover
NH
03755
N
N
Full-time college student
01-2025
05-2025
Tuck School of Business at Dartmouth
Hanover
NH
03755
N
N
Part-time Undergraduate Research Assistant
01-2025
03-2025
Sun Valley Economic Development
Ketchum
ID
83340
N
N
Remote Data Analyst
08-2023
01-2025
Dartmouth College
Hanover
NH
03755
N
N
Student
04-2023
08-2023
Christensen Global
Ketchum
ID
83340
N
N
Sustainability Consultant intern during off-term from college
01-2022
07-2023
Dartmouth College
Hanover
NH
03755
N
N
Collis Cafe
09-2020
01-2022
Lululemon
Ketchum
ID
83340
N
N
Retail Educator
06-2020
08-2020
Seeking employment
Ketchum
ID
83340
N
N
83340
08-2016
05-2020
Sun Valley Community School
Sun Valley
ID
83353
N
N
Full-Time High School Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-22-2026
Angela Shepard
Compliance Analyst II